In Superforecasting: The Art & Science of Prediction,
social scientist Philip E. Tetlock and journalist Dan Gardner (Crown
Publishers, September 2015) observe that at its heart, politics is
usually about predicting the future. The exercise boils down to finding
and implementing policies that will do best for the public interest
(general welfare or common good), regardless of how one defines the
concept.
What most accurately describes the essence of
intelligent, objective, public service-oriented politics? Is it
primarily an honest competition among the dominant ideologies of our
times, defense of one’s social identity, a self-interested quest for
money, influence and/or power or some combination? Does it boil down to
understanding the biological functioning of the human mind and how it
sees and thinks about the world? Is it some something else entirely?
Subject to caveats, Superforecasting comes down on the side of getting brain biology or cognition right. Everything else is subordinate. Superforecasting
describes Tetlock's research into asking what factors, if any, can be
identified that contribute to a person’s ability to predict the future.
Tetlock asks how well intellectually engaged but otherwise
non-professional people can do. The performance of volunteers is
compared against experts, including professional national security
analysts with access to classified information.
The conscious-unconscious balance:
What Tetlock and his team found was that interplay between dominant,
unconscious, fact- and common sense-distorting intuitive human cognitive
thinking (“System 1” or the “elephant”
as described before) and our far less-powerful but conscious, rational
thinking (“System 2” or the “rider”) was a key factor in how well people
predicted future events. The imbalance of power or bandwidth between
conscious thinking and unconsciousness thinking is estimated to be at
least 100,000-fold in favor of unconsciousness.
The trick to optimal performance appears to be found in people who are
able to strike a balance between the two modes of thinking, with the
conscious mind constantly self-analyzing to reduce fact distortions and
logic biases or flaws that the unconscious mind constantly generates.
Tetlock observes that a “defining feature of intuitive judgment is its
insensitivity to the quality of the evidence on which the judgment is
based. It has to be that way. System 1 can only do its job of delivering
strong conclusions at lightning speed if it never pauses to wonder
whether the evidence at hand is flawed or inadequate, or if there is
better evidence elsewhere. . . . . we are creative confabulators
hardwired to invent stories that impose coherence on the world.”
Coherence
can arise even when there's insufficient information. In essence, the
human mind evolved an ‘allergy’ to ambiguity, contradictions and
concepts that are threatening to personal morals, identity and/or
self-interest. To deal with that, we rapidly and unconsciously makes
those uncomfortable things go away.
It turns out, that with some training and the right mind set, a few
people, “superforecasters”, routinely trounce professional experts at
predicting future events. Based on a 4-year study, Tetlock’s “Good
Judgment Project”, funded by the DoD’s Intelligence Advanced Research
Projects Agency, about 2,800 volunteers made over a million predictions
on topics that ranged from potential conflicts between countries to
currency and commodity, e.g., oil, price fluctuations. The predictions
had to be precise enough to be analyzed and scored.
About 1% of
the 2,800 volunteers turned out to be superforecasters who beat national
security analysts by about 30% at the end of the first year. One even
beat commodities futures markets by 40%. The superforecaster volunteers
did whatever they could to get information, but they nonetheless beat
professional analysts who were backed by computers and programmers,
spies, spy satellites, drones, informants, databases, newspapers, books
and whatever else that professionals with security clearances have
access to. As Tetlock put it, “. . . . these superforecasters are
amateurs forecasting global events in their spare time with whatever
information they can dig up. Yet they somehow managed to set the
performance bar high enough that even the professionals have struggled
to get over it, let alone clear it with enough room to justify their
offices, salaries and pensions.”
What makes superforecasters so good?:
The top 1-2% of volunteers were analyzed for personal traits. In
general, superforecasters tended to be people who were open-minded about
collecting information, their world view and opposing opinions. They
were also able to step outside of themselves and look at problems from
an “outside view.” To do that they searched out and integrated other
opinions into their own thinking.
Those traits go counter to the
standard human tendency to seek out information that confirms what we
already know or want to believe. That bias is called confirmation bias.
The open minded trait also tended to reduce unconscious System 1
distortion of problems and potential outcomes by other unconscious
cognitive biases such as the powerful but subtle “what you see is all
there is” bias, hindsight bias and scope insensitivity, i.e., not
giving proper weight to the scope of a problem.
Superforecasters
tended to break complex questions down into component parts so that
relevant factors could be considered separately. That tends to reduce
unconscious bias-induced fact and logic distortions. In general,
superforecaster susceptibility to unconscious biases was lower than for
other volunteers in the GJP. That appeared to be due mostly to their
capacity to use conscious (System 2) thinking to recognize and then
reduce unconscious (System 1) biases. Analysis revealed that
superforecasters tended to share 15 traits including (i) cautiousness
based on an innate knowledge that little or nothing was certain, (ii)
being reflective, i.e., introspective and self-critical, (iii) being
comfortable with numbers and probabilities, (iv) being pragmatic and not
wedded to any particular agenda or ideology, and, most importantly, (v)
intelligence, and (vi) being comfortable with (a) updating personal
beliefs or opinions and (b) belief in self-improvement (having a growth
mindset). Tetlock refers to that mind set as being in “perpeutal beta”
mode.
Unlike political ideologues, superforecasters tended to be pragmatic,
i.e., they generally did not try to “squeeze complex problems into the
preferred cause-effect templates [or treat] what did not fit as
irrelevant distractions.” Compare that with politicians who promise to
govern as proud progressives or patriotic conservatives and the voters
who demand those mind sets.
What the best forecasters knew about a
topic and their political ideology was less important than how they
thought about problems, gathered information and then updated thinking
and changed their minds based on new information. The best engaged in an
endless process of information and perspective gathering, weighing
information relevance and questioning and updating their own judgments
when it made sense, i.e., they were in “perpetual beta” mode. Doing that
required effort and discipline. Political ideological rigor such as
conservatism or liberalism was generally detrimental.
Regarding
common superforecaster traits, Tetlock observed that “a brilliant puzzle
solver may have the raw material for forecasting, but if he also
doesn’t have an appetite for questioning basic, emotionally-charged
beliefs he will often be at a disadvantage relative to a less
intelligent person who has a greater capacity for self-critical
thinking.” Superforecasters have a real capacity for self-critical
thinking. Political, economic and religious ideology is mostly beside
the point. Instead, they are actively open-minded, e.g., “beliefs are
hypotheses to be tested, not treasures to be protected.”
Tetlock
asserts that politicians and partisan pundits opining on all sorts of
things routinely fall prey to (i) not checking their assumptions against
reality, (ii) making predictions that can’t be measured for success or
failure, and/or (iii) knowingly lying to advance their agendas.
Politicians, partisan pundits and experts are usually wrong because of
their blinding ideological rigidity and/or self- or group-interest and
the intellectual dishonesty that accompanies those mind sets. Given the
nature of political rhetoric that dominates the two-party system and the
biology of human cognition, it is reasonable to argue that most of what
is said or written about politics is more spin (meaningless rhetoric or lies-deceit) than not.
Is Tetlock’s finding of superforecasters real? Does that
point to a human potential to at least partially
rationalize politics for individuals, groups, societies or nations?
Pragmatic politics focused on the public interest for those uncomfortable with America's two-party system and its way of doing politics. Considering the interface of politics with psychology, cognitive science, social behavior, morality and history.
Etiquette
DP Etiquette
First rule: Don't be a jackass.
Other rules: Do not attack or insult people you disagree with. Engage with facts, logic and beliefs. Out of respect for others, please provide some sources for the facts and truths you rely on if you are asked for that. If emotion is getting out of hand, get it back in hand. To limit dehumanizing people, don't call people or whole groups of people disrespectful names, e.g., stupid, dumb or liar. Insulting people is counterproductive to rational discussion. Insult makes people angry and defensive. All points of view are welcome, right, center, left and elsewhere. Just disagree, but don't be belligerent or reject inconvenient facts, truths or defensible reasoning.
Wednesday, September 14, 2016
Saturday, September 10, 2016
A fact and logic distortion-reducing political ideology
This is my most refined articulation of how social and cognitive science knowledge might be applied to mainstream politics. The point is to describe a mind set, set of morals or political ideology that might partially rationalize politics. Partially rationalized politics means, relative to existing the existing state of affairs, politics based more on (i) unbiased or real facts, and (ii) less biased common sense. The underlying assumption is that politics that is at least somewhat better grounded in reality and 'logical' reason will do better in the long run than "normal" or standard nonsense politics.
People can reject the assertion that mainstream politics is more nonsense than not. Regardless of popular belief, cognitive and social science makes it clear that most people deal more in nonsense (false facts and flawed common sense) than not. That's just how the human mind works when it comes to politics.
Current cognitive and social science of politics strongly suggests that humans generally have a very limited capacity to see unbiased reality or facts and apply unbiased common sense to the reality they think they see. The situation is complicated and multi-faceted. Evolution resulted in a human mental capacity that was at least sufficient for modern humans to survive the early days. Building existing human civilization has been based on about the same mental firepower our modern ancestors had. What evolution conferred was a mind that operates using (i) a high bandwidth unconscious mind or mental processes that can process about 11 million bits of information per second, and (ii) a very low bandwidth conscious mind that can process at most about 45-50 bits per second.
Although our conscious mind believes it is aware of a great deal and is in control of decision-making and behavior, that perception of reality is more illusion than real. Our unconscious thinking exerts much more control over decision-making and behavior than we are aware of. Our conscious mind plays into the illusion. Unconscious innate biases, personal morals, social identity and political ideology all inject distortions into our perceptions of reality or facts and our application of common sense. Conscious reason acts primarily to rationalize or defend unconscious beliefs and rationales, even when they are wrong.
False unconscious beliefs include a widespread fundamental misunderstanding of democracy. Our political thinking and behaviors are usually based on major disconnects with reality. Our unconscious mind is usually moralistic, self-righteous and intolerant. That creates a human social situation where “our righteous minds guarantee that our cooperative groups will always be cursed by moralistic strife.”
Based on that description of the human condition, it's reasonable to believe that mostly irrational human politics cannot be made demonstrably more rational. That may or may not be true. Some evidence that suggests that at least some people can operate with significantly less bias in perceiving reality and conscious reasoning. They are measurably more rational than average. The finding of superforecasters among average people and their mental traits suggests that politics might be partially rationalizable for at least some people, if not societies or nations as a whole.
Research observations on how superforecasters improve over time, i.e., predict, get feedback, revise, and then repeat, there is reason to believe that evidence-based politics could be a route to better policy. Although the effort is in its infancy, there is some real-world evidence that cognitive science-based political policy can be simple but very successful. The trick is figuring a way to how to deal with personal morals, self-interest and other unconscious distortion sources that impedes politics based on less biased reality and common sense.
If it’s possible to rationalize mainstream politics at all, accepting the reality of human cognition and behavior is necessary. There’s no point in denying reality and trying to propose false reality-based solutions. Given that, one needs to accept that (i) politics is fundamentally a matter of personal morals, ideology, and self- or group identity, and (ii) current political, economic, religious and/or philosophical moral sets or ideologies, e.g., liberalism, conservatism, capitalism, socialism, libertarianism, anarchy, etc, are fundamental to what makes people tick in terms of politics.
One can argue that since existing ideological or moral frameworks have failed to rationalize politics beyond what it is now, and probably always has been, then a new moral or ideological framework is necessary (although maybe not sufficient). Since morals are personal and they vary significantly among people, there’s no reason to believe that a set of morals or ideological principles cannot be conceived that could temper or significantly substitute for existing morals such as the care-harm moral foundation that tends to drive liberal perceptions and beliefs, or the loyalty-betrayal and other foundations that drives conservatives.
How can one rationalize politics? Swim downstream: Why swim upstream if there’s a potential solution to be had by swimming downstream with the cognitive current? Morals or variants thereof that essentially everyone already claims to adhere to (even though science says that’s just not the case) seems like a good place to start. Most people (> 97% ?) of all political ideologies claim that they (i) work with unbiased facts, and (ii) unbiased common sense. And, most people believe that their politics and beliefs best serve the public interest (general welfare or common good). Few or no people say they rely on personally biased facts and common sense or that that’s the best way to do politics, although social science argues that that’s exactly how politics works for most people.
Three pragmatic morals: Can it really be that simple?
If that’s the case, then a
set of three already widely accepted morals or political principles that
might operate to rationalize politics to some extent without being
rejected out of hand. They are (i) fidelity to less biased facts, and
(ii) fidelity to less biased common sense, both of which (iii) are
applied in service to the public interest.Service to the public interest: Service to the public interest means governance based on identifying a rational, optimum balance between serving public, individual and commercial interests based on an objective, fact- and logic-based analysis of competing policy choices, while (1) being reasonably transparent and responsive to public opinion, (2) protecting and growing the American economy, (4) fostering individual economic and personal growth opportunity, (5) defending personal freedoms and the American standard of living, (6) protecting national security and the environment, (7) increasing transparency, competition and efficiency in commerce when possible, and (8) fostering global peace, stability and prosperity whenever reasonably possible, all of which is constrained by (i) honest, reality-based fiscal sustainability that limits the scope and size of government and regulation to no more than what is needed and (ii) genuine respect for the U.S. constitution and the rule of law with a particular concern for limiting unwarranted legal complexity and ambiguity to limit opportunities to subvert the constitution and the law.
As explained here, that conception of the public interest is broad. It reflects the reality that politics is a competition for influence and money among competing interests and ideologies, all of whom essentially always claim they want what’s best for the public interest. A broad conception encompasses concepts that fully engage all competing interests, morals and ideologies, e.g., (i) national security defense (a conservative moral or concern), (ii) concern for fostering peace and environmental protection (liberal) and (iii) defense of personal freedom (libertarian). Although broad, that public service conception is meaningfully constrained by the first two pragmatic morals, less biased fact and less biased common sense.
For regular “subjective” or non-pragmatic politics, neither of those are powerful constraints on most people’s perceptions of reality or facts or their conscious thinking about politics. That’s not intended as a criticism of people’s approach to or thinking about politics. It’s intended to be a non-judgmental statement of fact based on research evidence: For politics, “. . . . cherished ideas and judgments we bring to politics are stereotypes and simplifications with little room for adjustment as the facts change. . . . . the real environment is altogether too big, too complex, and too fleeting for direct acquaintance. We are not [intellectually] equipped to deal with so much subtlety, so much variety, so many permutations and combinations. Although we have to act in that environment, we have to reconstruct it on a simpler model before we can manage it.”
From existing mind sets → AN AVALANCHE OF CRITICISMS!: Many or most liberals, conservatives, libertarians and others will instantly jump all over this “political ideology” as nonsense. For example, how could such a broad conception of serving the public interest make one iota of difference in how allegedly distorted political thinking and debate works now?
That’s a good, reasonable question, the answer to which is already given in the discussion, i.e., fidelity to less biased fact and less biased common sense. The assumption is that in the long run, politics better grounded in reality and reason would make a difference for the better. Obviously, people who see a threat to their own beliefs and ideologies will reject that as nonsense. They already believe (know) that they employ unbiased fact and logic to politics, although the scientific evidence strongly argues that’s not true.
Plenty of other criticisms can be raised. Some libertarians and/or conservatives might claim that this subverts personal freedoms and that the concept pays only lip service to defense of personal freedoms. In other words, this ideology seems at best meaningless or at worst a Trojan horse of some sort, e.g., a smoke screen for socialism, fascism and/or tyranny. From a pragmatic POV, it’s easy to see, understand and anticipate that reaction from people trapped in their standard subjective political ideologies, e.g., liberals, conservatives, libertarians, socialists, etc.
What this conception does is it forces everyone and every ideology to (i) defend their policy choices on the basis of a less distorted world view and less biased common sense, and (ii) pay more than self-deluded and/or cynical lip service to serving the public interest. Everyone has to win arguments on less spun merits.
For standard ideologues, that makes this brand of “pragmatic politics” a dead on arrival nonstarter. That’s why politics based on these three political principles may be a new ideology. This won’t work for liberals, conservatives, libertarians, socialists or believers in any other existing ideology or set of morals. To accept this set of political morals, one has to move away from existing mind sets and accept this for what it is, i.e., advocacy of a cold, harsh competition in a brutal marketplace of less spun ideas and arguments based on less spun facts and realities.
Some thought has gone into this. Here are responses to a list of criticisms to this three morals-based political ideology.
Tuesday, April 26, 2016
How terrorists are made
In the last decade or so, social science has focused attention on the
question of how terrorism arises and sustains itself. Although research
ongoing, an answer is beginning to come into focus. Current
understanding points to a way out. However, the road to peace is going
to take time, persistence and real moral courage to face reality. That’s
probably no surprise to most people.
The good news is that with persistent focus and the courage to do so, any nation including all Western countries, can remove one of the two fuels that is necessary to sustain terrorism. The two fuels that ignite and sustain terrorism are (1) primed and ready new terrorist recruits and (2) how the terrorist group’s enemies respond to the terrorist group’s threats and/or actual violence. Both fuels are necessary to light the fire and to keep it burning with fresh manpower.
Most Islamic terrorists, more than 99%, are psychologically normal and not psychopaths or sadists. Conversion to terrorism is based not on the person’s initial ideology or religion. It is based on the person’s social identity and the dynamics of the person’s social group or country. A progression from normalcy to extremism appears to result from four things. Once they have converted, the converts aren’t mindless killers. They are marked by an unstoppable willingness to enthusiastically and creatively murder innocents.
Does this sound familiar?: If reference to social identity sounds vaguely familiar to some readers, it should. The research into the fundamental basis of democracy I described also found that the dominant factor driving voter’s beliefs and behavior was their social or group identity, not their ideology or objectively rational thinking. Social identity and what happens to it is critical to understand the process.
How to make a homegrown terrorist: For the US and Western countries, the pre-terrorist identifies with and supports his home country and its authorities. The next step occurs when, on a number of occasions, society and/or the country’s authorities treat this person differently, e.g., constantly imposing extra scrutiny at airports, monitoring Islamic religious activities or being removed from an airplane for simply speaking in Arabic on a cell phone before the flight. The latter incident occurred a couple of days ago in California.
Although third step in the process doesn’t happen with everyone, some people who have experienced treatment they believe is inexplicable, humiliating and/or unwarranted respond by beginning to disengage from their identification with their home country. Their social identity begins to loosen.
At this point, the typical pre-terrorist becomes susceptible to the minority of voices who promise a new and better thing to identify with such as the utopian Caliphate that ISIS promises its recruits. In this “alienated” state of mind, the pre-terrorist can easily identify with the new message and rationalize the horrors and slaughter it will take to get to a better society. The final step in the transition from pre-terrorist to terrorist willing to murder is full loss of identification with the home country. At that point, the person’s transition to a terrorist is essentially complete. Terrorist recruiters now essentially own the new recruit if they can get to him or her.
In America with its powerful freedom of speech constitutional law, there is no significant barrier to block the recruiter. The path is clear.
The first fuel: The first fuel needed to start the fire in a new recruit is clear. In the process from normal to murderer, how the pre-terrorist’s home country treats him and his religion determines if the second step is present or absent. Everything from vilifying Islam or Islamic immigration in public to surveillance of Mosques to kicking someone off an airplane for simply speaking in Arabic can be enough to move the progression to steps 3 and 4. Two group dynamics are needed for this Tango - the first group is the home country acting badly. The second dynamic is the terrorist recruiter offering a new social identity and dynamic. If the home country doesn’t act badly, the fire never starts.
Of course, that exact scenario my not apply in all situations. Research is ongoing. Despite some uncertainty, this is what modern science, not closed-minded political ideologues and arrogant blowhards, believes constitutes the path to terrorism for nearly all new recruits. This scenario plays out in Islamic countries too. In those countries, the first fuel is the corrupt local dictator acting badly toward its own people and as we all know, there’s way more than plenty of that to go around.
And, of course, there’s The Donald: On the campaign trail, The Donald publicly suggested that all Muslim immigrants are potential enemies who need to be kept out of the US. That was a victory for ISIS. They immediately turned it into a recruiting tool and used it to smear all Americans. Talk like that fosters completing the second step in the progression -- it's the first fuel.
What we need to do as a country is obvious. The question is whether we have the intelligence and courage to do it. Do we? Or, is it best to simply ignore the science and trust the politicians?
This discussion is based on an article in my favorite unbiased source for understanding the science of politics, Scientific American. This article, “Fueling Extremes” is in the May-June 2016 issue at pages 34-39. An online version, “Fueling Terror: How Extremists Are Made”, is available for $5.99 at: http://www.scientificamerican....
The good news is that with persistent focus and the courage to do so, any nation including all Western countries, can remove one of the two fuels that is necessary to sustain terrorism. The two fuels that ignite and sustain terrorism are (1) primed and ready new terrorist recruits and (2) how the terrorist group’s enemies respond to the terrorist group’s threats and/or actual violence. Both fuels are necessary to light the fire and to keep it burning with fresh manpower.
Most Islamic terrorists, more than 99%, are psychologically normal and not psychopaths or sadists. Conversion to terrorism is based not on the person’s initial ideology or religion. It is based on the person’s social identity and the dynamics of the person’s social group or country. A progression from normalcy to extremism appears to result from four things. Once they have converted, the converts aren’t mindless killers. They are marked by an unstoppable willingness to enthusiastically and creatively murder innocents.
Does this sound familiar?: If reference to social identity sounds vaguely familiar to some readers, it should. The research into the fundamental basis of democracy I described also found that the dominant factor driving voter’s beliefs and behavior was their social or group identity, not their ideology or objectively rational thinking. Social identity and what happens to it is critical to understand the process.
How to make a homegrown terrorist: For the US and Western countries, the pre-terrorist identifies with and supports his home country and its authorities. The next step occurs when, on a number of occasions, society and/or the country’s authorities treat this person differently, e.g., constantly imposing extra scrutiny at airports, monitoring Islamic religious activities or being removed from an airplane for simply speaking in Arabic on a cell phone before the flight. The latter incident occurred a couple of days ago in California.
Although third step in the process doesn’t happen with everyone, some people who have experienced treatment they believe is inexplicable, humiliating and/or unwarranted respond by beginning to disengage from their identification with their home country. Their social identity begins to loosen.
At this point, the typical pre-terrorist becomes susceptible to the minority of voices who promise a new and better thing to identify with such as the utopian Caliphate that ISIS promises its recruits. In this “alienated” state of mind, the pre-terrorist can easily identify with the new message and rationalize the horrors and slaughter it will take to get to a better society. The final step in the transition from pre-terrorist to terrorist willing to murder is full loss of identification with the home country. At that point, the person’s transition to a terrorist is essentially complete. Terrorist recruiters now essentially own the new recruit if they can get to him or her.
In America with its powerful freedom of speech constitutional law, there is no significant barrier to block the recruiter. The path is clear.
The first fuel: The first fuel needed to start the fire in a new recruit is clear. In the process from normal to murderer, how the pre-terrorist’s home country treats him and his religion determines if the second step is present or absent. Everything from vilifying Islam or Islamic immigration in public to surveillance of Mosques to kicking someone off an airplane for simply speaking in Arabic can be enough to move the progression to steps 3 and 4. Two group dynamics are needed for this Tango - the first group is the home country acting badly. The second dynamic is the terrorist recruiter offering a new social identity and dynamic. If the home country doesn’t act badly, the fire never starts.
Of course, that exact scenario my not apply in all situations. Research is ongoing. Despite some uncertainty, this is what modern science, not closed-minded political ideologues and arrogant blowhards, believes constitutes the path to terrorism for nearly all new recruits. This scenario plays out in Islamic countries too. In those countries, the first fuel is the corrupt local dictator acting badly toward its own people and as we all know, there’s way more than plenty of that to go around.
And, of course, there’s The Donald: On the campaign trail, The Donald publicly suggested that all Muslim immigrants are potential enemies who need to be kept out of the US. That was a victory for ISIS. They immediately turned it into a recruiting tool and used it to smear all Americans. Talk like that fosters completing the second step in the progression -- it's the first fuel.
What we need to do as a country is obvious. The question is whether we have the intelligence and courage to do it. Do we? Or, is it best to simply ignore the science and trust the politicians?
This discussion is based on an article in my favorite unbiased source for understanding the science of politics, Scientific American. This article, “Fueling Extremes” is in the May-June 2016 issue at pages 34-39. An online version, “Fueling Terror: How Extremists Are Made”, is available for $5.99 at: http://www.scientificamerican....
Sunday, April 24, 2016
Book review: Democracy for Realists
A recently published book, Democracy For Realists: Why Elections Do not Produce Responsive
Governments (Christopher H. Achen and Larry M. Bartels (“A&B”),
Princeton University Press, Princeton NJ, April 2016) analyzes data on the
nature of voting and democracy in America and other countries from the early
1900’s through 2012. Much of they find isn’t anywhere close to what people believe
about the elements of democracy under the folk theory, e.g., where sovereignty
resides, “the will of the people”, or the true nature of voters’ role in democracy.
A&B, both social scientists, have found that most American's vision of what democracy is has little to do with the reality of democracy. Instead of ideology and logic defining voter's political beliefs, party affiliation and voting preferences, the evidence points instead to people's social identities. Due to their misunderstanding, frustrated voters try to “fix” certain aspects of democracy by, e.g., imposing term limits or resorting to state level ballot measures. Analysis of the data suggests that those measures mostly backfire and tend to shift power from voters to special interests. The key lesson this book has to teach is that fixing democracy requires understanding it first.
The folk theory of democracy
The common perception holds that the people elect their
leaders at the polls and then hold them accountable for representing their
will. The folk theory is appealing because it puts the will of the people and
their interests at the heart of government. Sovereignty resides with the people
who control the agenda. Voters act as government watchdogs to enforce shared
values and curb abuses. Voters correct their mistakes or punish failure at the
polls by changing governments, while rewarding competence with continued time
in power.
My guess is that many readers would at least suspect that
the there’s something not quite right with the folk theory. For example, many people
believe that one or both parties and the will of the people are often or
usually co-opted by special interests backed by money in politics. That’s out
of synch with the common perception of democracy. Those people would be correct
in their suspicions.
If the current election season is any indication, most
Americans are pretty unhappy with the state of affairs in their democracy. They
see something wrong. So do A&B:
“One consequence of our reliance on old definitions is that
the modern American does not look at democracy before he defines it; he defines
it first and then is confused by what he sees. We become cynical about
democracy because the public does not act the way the simplistic definition of
democracy says it should act, or we try to whip the public into doing things it
does not want to do, is unable to do, and has too much sense to do. The crisis
here is not a crisis in democracy but a crisis in theory.”
Give that observation a moment to sink in. Don’t overlook
the phrase “is unable to do.” That reflects the reality that most people (>
90% ?) don’t pay attention to politics, often can’t pay attention and are
biologically too limited to understand what’s going on even if they tried:
“. . . . the typical citizen drops down to a lower level of
mental performance as soon as he enters the political field. He argues and
analyzes in a way which he would readily recognize as infantile within the
sphere of his real interests. . . . cherished ideas and judgments we bring to
politics are stereotypes and simplifications with little room for adjustment as
the facts change. . . . . the real environment is altogether too big, too
complex, and too fleeting for direct acquaintance. We are not equipped to deal
with so much subtlety, so much variety, so many permutations and combinations.
Although we have to act in that environment, we have to reconstruct it on a
simpler model before we can manage it.”
From the biological point of view, that’s reality, not a
criticism of people or their limitations. Almost everything in politics, if not
everything, is more complex than people give it credit for. And, most if it is
either at least partially hidden from the public, distorted in the name of “free
speech”, or both.
It is hard to understate the role of cognitive biology and
associated human behavior in politics. A&B point out that “a democratic
theory worthy of serious social influence must
engage with the findings of modern social science.” Although A&B’s book
dissects democratic theory and analyzes mountains of science and history data
from the last hundred years or so, the exercise is really about analyzing the
role of human cognitive biology as it pertains to how democracy works. Our
beliefs about democracy are shaped much more by human biology than political
theory.
In Democracy for
Realists, A&B assert that democratic theory has to adapt to the reality
of what democracy is. That directly reflects the necessity of understanding
human biology by analyzing the data.
Two points exemplify the case that this is about human
biology first and what political theory needs to do to be helpful. The first
point is that the “will of the people” that’s so central to the folk theory is
a myth. There is no such thing as the will of the people. The people are divided
on most everything and they usually don’t know what they want.
For example, voter opinions can be very sensitive to
variation how questions are worded. This reflects a powerful cognitive bias
called framing effects. Marketers and politicians are acutely aware of
unconscious biases and they
use them with a vengeance to get what they want.
For example in one 1980’s survey, about 64% said there was
too little federal spending on “assistance to the poor” but only about 23% said that there was too little
spending on “welfare.” The 1980s was the decade when vilification of “welfare”
was common from the political right. Before the 1991 Gulf War, about 63% said
they were willing to “use military force”, but less than 50% were willing to
“engage in combat”, while less than 30% were willing to “go to war.” Again, the
overwhelmingly subjective nature of political concepts is obvious, i.e.,
assistance vs. welfare and military force vs. combat vs. war. Where is the will
of the people in any of this? If it is there, what is it?
Serving the will of the people under the folk theory of
democracy is often hard or impossible because there’s often no way to know what
it is.
The second point is that voters usually don’t rationally
hold politicians accountable for failure or reward them for success. People don’t
logically distinguish success from failure. A&B point out that politicians
are routinely voted out of office for things they cannot logically be held
accountable for. For example, droughts, floods and an increase in shark attacks
(yes, shark attacks) routinely cost incumbent presidents significant numbers of
votes.
On economic issues, voters only consider a few months
leading up to an election to decide if a president or party has done well. Data
analysis suggests that if the 1938 recession had occurred two years earlier,
FDR would not have been reelected and the New Deal would have ended. Similar
“myopic” voting in the 1930s occurred in other countries and ideology had
nothing to do with it. Perceptions of success and failure dominated voting in
response to the Great Depression, not anything else.
That voting behavior contradicts the notion that voters rationally
reward success and punish failure. In other words, politicians have little
incentive to adhere to the folk theory. They know that their own success and
failure can easily depend on things outside their control. That’s another key
aspect of the folk theory that the data blows to smithereens.
If democracy is so strange, then what’s the point of doing
more research? A&B give compelling reasons. They argue that “the mental
frameworks” that both liberals and conservatives employ can be defended “only
by willful denial of a great deal of credible evidence . . . . intellectual
honesty requires all of us to grapple with the corrosive implications of that
evidence for our understanding of democracy.”
Social identity & flawed fixes
Collectively, A&B see the data as showing that most
voters vote less on policy preferences or ideology, and more on who they are or
their social identities. For most voters, social identity shapes most thinking
and voting behavior. That largely “reflects and reinforces social loyalties.”
A&B observe that our flawed perception of democracy led to failed remedies to reform it. Such fixes, including term limits and state level ballot initiatives, often undercut what people want from their democracy. Instead of acting to make democracy fit the theory, “more democracy” fixes that voters keep trying usually shift power to organized special interests. That outcome is precisely what voters did not want.
Why understanding democracy is critical
The point is clear. If you don’t understand how and why
democracy works, you can’t change what you don’t like about it. Therefore, go
figure out what democracy really is, not what one thinks it is or should be.
A&B have gone a long way toward pointing out how and why it works. However,
solutions to democracy issues are not clear. It may require years of empirical
trial and error. Despite the surprising nature of democracy, A&B point to a
more rational understanding of how things work. That is encouraging. The
disappointment is that solutions are not obvious.
DP repost: 4/1/20
DP repost: 4/1/20
Thursday, March 31, 2016
Dissident Politics: February and March 2016
Instead of posting here, DP has been engaging at the Disqus, mostly at the politics channel Harlan's Place over the last couple of months.
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/a_republican_party_split/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/trump_and_cultural_economic_disconnects/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/the_us_israel_alliance/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/the_partisan_debate_over_obamas_nominee/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/analysis_reinstitute_the_institute_for_propaganda_analysis/
https://disqus.com/home/channel/philosophy/discussion/channel-philosophy/is_it_possible_to_nudge_politics_in_the_direction_of_objectivity/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/is_political_free_speech_more_harmful_than_helpful_to_the_public_interest/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/should_americans_pay_their_taxes/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/prickly_questions_about_healthcare/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/is_liberal_conservative_or_pragmatic_ideology_best/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/unlocking_the_iphone_disastrous_for_privacy_or_not/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/a_republican_party_split/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/trump_and_cultural_economic_disconnects/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/the_us_israel_alliance/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/the_partisan_debate_over_obamas_nominee/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/analysis_reinstitute_the_institute_for_propaganda_analysis/
https://disqus.com/home/channel/philosophy/discussion/channel-philosophy/is_it_possible_to_nudge_politics_in_the_direction_of_objectivity/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/is_political_free_speech_more_harmful_than_helpful_to_the_public_interest/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/should_americans_pay_their_taxes/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/prickly_questions_about_healthcare/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/is_liberal_conservative_or_pragmatic_ideology_best/
https://disqus.com/home/channel/harlansplace/discussion/channel-harlansplace/unlocking_the_iphone_disastrous_for_privacy_or_not/
Saturday, February 27, 2016
How to fix a broken society
American society is broken in terms of politics. Fortunately, it doesn't have to be so broken like it is now. America can do lots
better.
1. As a default proposition and with maybe a very few exceptions, and many degrees of intensity, most people are highly morally judgmental, intolerant and narrow-minded.
2. Human mental activity is mostly unconscious and intuitive for most people and those biological processes can be easily tricked, misled and manipulated, e.g., intentional deceit routinely happens in politics.
3. We can consciously reduce unconscious personal fact and logic distortion if, and only if, (1) we become aware of our biological mental situation and (2) we want to change from being mostly intuitive-subjective in our thinking to becoming more open-minded and rational-objective (here's a short story that nails this perfectly).
4. It isn't yet clear if our cognition or mode of thinking is biologically constrained to humans being 99% unconscious and intuitive-subjective (i.e., only 1% conscious and rational-objective) or something less, e.g., 90% or maybe even 75% - DP's personal bias is that for most average people conscious and rational-objective thinking can have at least 10-20% of the influence or power over our judgments and behavior and maybe even 50-70% for some people.
That's just a taste for where human civilization can go, if people have the will to change. At the moment, there is no such collective or societal will. In fact, powerful currents in American society are pushing people away from conscious rational objectivity and toward self-deluded unconscious intuitive subjectivity. That is a major factor in (i) what is tearing American society apart and (ii) increasing the odds that humans will kill themselves off in some avoidable act of violence or by lulling them into complacency about a latent existential threat - the human mind is not equipped to react to certain kinds of modern threats because we didn't evolve with, and have to survive, any modern threat.
That's just a taste for where human civilization can go, if people have the will to change. At the moment, there is no such collective or societal will. In fact, powerful currents in American society are pushing people away from conscious rational objectivity and toward self-deluded unconscious intuitive subjectivity at least in politics, if not most everything else. That is a major factor in (i) what is tearing American society apart and (ii) increasing the odds that humans will kill themselves off in some avoidable act of violence or by lulling them into complacency about a latent existential threat - the human mind is not equipped to react to certain kinds of modern threats because we didn't evolve with, and have to survive, any modern threats.
How to fix what's broken
This is the fix: With a will to do so and lots of sustained
effort, we can change from a species, society or individual that is
overwhelmingly and unconsciously morally judgmental, intolerant and
intuitive-subjective to one that is less driven by those unconscious
personal biases. Humans can train themselves to be at least somewhat
more driven by our conscious capacity to reason without all the
astounding fact- and logic-distortion that goes on unconsciously in the
human mind.
Moral courage
That kind of mind set change isn't easy and for some
or many (most?) people, the transition will be impossible. Changing from
an intuitive-subjective to a rational-objective mind set requires
self-awareness and blunt, honest questioning of one's own personal
morals, values and ideologies. That exercise takes moral courage and
most people are not up to the task especially (i) if they have to try to
transition alone and without help and/or peer pressure and (ii) when
society is pushing them hard to move in the opposite direction of being
more intuitive-subjective, which is the case in modern America and most
or all other countries on Earth.
It's about biology, not philosophy, religion or ideology
All of that is based on cognitive
biology and social science, not philosophy. Philosophy, like other
things, including politics and religion, is a direct manifestation of
our cognitive biology, which is a direct manifestation of how we
evolved. Science has finally figured out how our brains work to the
extent that reasonably accurate or meaningful generalizations can be
made - the details are still a work in progress:1. As a default proposition and with maybe a very few exceptions, and many degrees of intensity, most people are highly morally judgmental, intolerant and narrow-minded.
2. Human mental activity is mostly unconscious and intuitive for most people and those biological processes can be easily tricked, misled and manipulated, e.g., intentional deceit routinely happens in politics.
3. We can consciously reduce unconscious personal fact and logic distortion if, and only if, (1) we become aware of our biological mental situation and (2) we want to change from being mostly intuitive-subjective in our thinking to becoming more open-minded and rational-objective (here's a short story that nails this perfectly).
4. It isn't yet clear if our cognition or mode of thinking is biologically constrained to humans being 99% unconscious and intuitive-subjective (i.e., only 1% conscious and rational-objective) or something less, e.g., 90% or maybe even 75% - DP's personal bias is that for most average people conscious and rational-objective thinking can have at least 10-20% of the influence or power over our judgments and behavior and maybe even 50-70% for some people.
That's just a taste for where human civilization can go, if people have the will to change. At the moment, there is no such collective or societal will. In fact, powerful currents in American society are pushing people away from conscious rational objectivity and toward self-deluded unconscious intuitive subjectivity. That is a major factor in (i) what is tearing American society apart and (ii) increasing the odds that humans will kill themselves off in some avoidable act of violence or by lulling them into complacency about a latent existential threat - the human mind is not equipped to react to certain kinds of modern threats because we didn't evolve with, and have to survive, any modern threat.
That's just a taste for where human civilization can go, if people have the will to change. At the moment, there is no such collective or societal will. In fact, powerful currents in American society are pushing people away from conscious rational objectivity and toward self-deluded unconscious intuitive subjectivity at least in politics, if not most everything else. That is a major factor in (i) what is tearing American society apart and (ii) increasing the odds that humans will kill themselves off in some avoidable act of violence or by lulling them into complacency about a latent existential threat - the human mind is not equipped to react to certain kinds of modern threats because we didn't evolve with, and have to survive, any modern threats.
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